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AML & Financial Services Regulatory

United States: Financial Regulatory and Enforcement Content Hub

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Join Baker McKenzie regulatory and enforcement practitioners as we navigate this uncertain time and work together through the challenges ahead. We offer practical advice and real-time analysis of the changing landscape across the United States, Europe and Asia.

June 11, 2020
Sustainability Finance: The Current State of Play in the United States
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Speakers: Peter Chan, Amy Greer, Jonathan Hoffman, Julian Hui, Jennifer Klass and Caitlin McErlane

May 28, 2020
Regulators Begin Active Response to COVID-19
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Speakers: Peter Chan, Amy Greer, Jennifer Klass and Jeffrey Sturgeon

May 14, 2020
Regulatory Updates with Our Colleagues in Asia
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Speakers: Jennifer Connors, Karl Egbert, Amy Greer, Stephanie Magnus, Karen Man and Mark Simpson

May 7, 2020
Trading Through a Crisis
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Speakers: Jennifer Connors, Karl Egbert, Mark Fitterman, Amy Greer, Caitlin McErlane and Mark Simpson

April 30, 2020
The Reopening Playbook – Featuring Partners from our Employment & Compensation Practice
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Speakers: Michael Brewer, William Dugan, Susan Eandi, Emily Harbison and Robin Samuel

April 23, 2020
Disclosure in the Time of COVID-19
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Speakers: Peter Chan, Amy Greer, Jennifer Klass, Caitlin McErlane, Nick O’Donnell, Mark Simpson and Jerome Tomas

April 16, 2020
Reg BI and Form CRS: Closing in on June 30th
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Speakers: Jennifer Connors, Amy Greer, Jennifer Klass and Valerie Mirko

April 9, 2020
Cybersecurity and Data Protection in a Remote Work Environment
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Speakers: Jennifer Connors, Amy Greer, Brian Hengesbaugh, Caitlin McErlane, Valerie Mirko, Mark Simpson, Benjamin Slinn and Harry Valetk

April 2, 2020
Recent Regulatory Developments & Looking Back on 2008: What Lessons Can We Learn from the Last Crisis?
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Speakers: Peter Chan, Amy Greer, Jennifer Klass, Caitlin McErlane, Valerie Mirko and Mark Simpson

March 26, 2020
Business Continuity for Firms and Regulators, Managing Market Volatility and Fund Manager Redemptions
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Speakers: Peter Chan, Karl Egbert, Amy Greer, Jennifer Klass, Caitlin McErlane, Valerie Mirko and Mark Simpson

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Author

Jennifer L. Klass serves as the co-chair of Baker McKenzie's North America Financial Regulation and Enforcement Practice, which provides clients with a full range of regulatory advice and enforcement counseling. Jen is an experienced financial services regulatory lawyer with particular focus on investment adviser regulation and the convergence of investment advisory and brokerage services. She regularly represents clients before the US Securities and Exchange Commission (SEC), both in seeking interpretative guidance and in managing examination and enforcement matters.

Author

Karl Paulson Egbert advises asset managers and their funds on regulatory, corporate and derivatives matters. Karl is a member of the Firm's North American Financial Institutions Steering Committee. Karl has practiced in New York, London, Hong Kong and Washington, D.C., working on fund formation, listed funds, private equity and capital markets transactions. Karl has spoken at various industry seminars on a wide range of topics including access to Chinese securities markets (Stock Connect, QFII, RQFII, CIBM), and other regulatory issues for investment managers. He is regularly quoted in publications including the Financial Times, the South China Morning Post, Ignites Asia, Asian Venture Capital Journal and Reuters. He is an adjunct professor of Law at the Georgetown University Law Center.

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