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Global: Financial Services Regulatory: Bite-size Briefings

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A series of briefings that take a ‘bite-size’ look at international trends in financial services regulation, drawing on the expertise of Baker McKenzie’s experienced practitioners located across the globe.
Insight | Legal Alert
Bite-size Briefings: Culture and Conduct
A series of briefings that take a “bite-size” look at international trends in different jurisdictions, drawing on Baker McKenzie’s expert financial services practitioners.
Insight | Legal Alert
Bite-size Briefings: Conflicts of Interest and Spread Charges – A Continuing Focus for Global Regulators
A ‘bite-size’ look at international trends in different jurisdictions.
Insight | Legal Alert
Bite-size Briefings: Operational Resilience and Coronavirus Contingency Planning
A series of briefings that take a “bite-size” look at international trends in different jurisdictions, drawing on Baker McKenzie’s financial services practitioners.
Insight | Legal Alert
Bite-size Briefings: Liquidity Stress Testing for Funds
A series of briefings that take a “bite-size” look at international trends in different jurisdictions, drawing on our expert financial services practitioners.
Insight
Bite-size Briefings: The Approach to Cryptoassets in Property Law and Regulation
A series of briefings that take a “bite-size” look at international trends in different jurisdictions, drawing on Baker McKenzie’s expert financial services practitioners.
Insight | Legal Alert
Bite-size Briefings: Individual Accountability Regimes – Driving Improvements in Culture
This edition takes a bite-size look at culture within financial services businesses and reports on a chosen remedy: the implementation of enhanced individual accountability regimes.
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Karen Man is a partner in Baker McKenzie’s Financial Services group, leading the non-contentious Financial Services Regulatory practice. Her clients include global, Chinese and local banks, fund managers, brokers/dealers, money service operators and fintech firms. Karen is admitted to practice in Hong Kong, the UK, and Australia.

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Bill Fuggle is a partner in the Sydney office of Baker McKenzie where he is a leading adviser in innovative listed investment products, fintech and neobanks, financial services regulatory advice, fund formation and capital markets.

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Gabriel Gómez Giglio practices mainly in banking and finance law in Baker & McKenzie’s Buenos Aires office. He is a correspondent of the Journal of International Banking Law and Regulation and International Company and Commercial Law Review. He is the author of more than 20 articles and book chapters on topics related to his area of practice published in the UK, Germany and Argentina. Mr. Giglio is a law professor at the Universidad Torcuato Di Tella and member of the Buenos Aires Bar Association.

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Amy serves as the Co-chair of Baker McKenzie's North American Financial Regulation and Enforcement Practice, which provides our clients with a full range of regulatory advice and enforcement counseling. Amy also serves on the steering committees of the Firm's Global Financial Services Regulatory and Global Financial Institutions Groups. Previously, Amy has served as chief litigation counsel at the US Securities and Exchange Commission's (SEC) Philadelphia regional office and managed a team of lawyers overseeing a wide variety of enforcement matters.

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Jennifer L. Klass serves as the co-chair of Baker McKenzie's North America Financial Regulation and Enforcement Practice, which provides clients with a full range of regulatory advice and enforcement counseling. Jen is an experienced financial services regulatory lawyer with particular focus on investment adviser regulation and the convergence of investment advisory and brokerage services. She regularly represents clients before the US Securities and Exchange Commission (SEC), both in seeking interpretative guidance and in managing examination and enforcement matters.

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Corinne Schot is the managing partner of Baker McKenzie's Amsterdam office as of October 2018 and is also a member of Baker McKenzie's Global Financial Services Regulatory Steering Committee and the Global Pricing Committee. Corinne heads the Amsterdam Diversity & Inclusion Initiative. She joined the Amsterdam Banking & Finance practice as a partner in 2011 and has been consistently recognized as a leading derivatives and financial regulatory lawyer in Chambers Global, Chambers Europe, Legal 500 and IFLR directories.

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Benja is a partner in the Bangkok office of Baker McKenzie. She joined Baker McKenzie in 2001 and is specialized in the areas of financial products including but not limited to derivatives, structured products, structured finance, wealth management, private banking, fund management and debt capital market, especially in regard to the regulatory matters. She has been also acting as a Thai legal counsel for ISDA Association and regularly advises international banks, capital markets intermediaries, fund managers, insurance companies and other financial institutions on financial services compliance and regulatory matters. She has been recognized by several of the world's leading legal directories.

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Richard Powell is Lead Knowledge Lawyer for Baker McKenzie's Financial Institutions Industry Group where he is responsible for legal content projects, training and knowledge initiatives. Previously he was a member of the UK Financial Conduct Authority's Enforcement Division where he advised on regulatory cases. He has also been an editor of Bloomberg Law's UK Financial Services Law Journal.

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