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Dr. Primyadar Duangrat

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Dr. Primyadar Duangrat joined Baker McKenzie in 2006. She is a partner in the Capital Markets & Securitization Practice Group. She is experienced in capital markets, corporate and Securities laws and regularly advises clients on Mergers & Acquisitions, Joint Ventures, securities and listing regulations, takeover rules, Corporate Restructuring, Corporate Governance, as well as Private Equity and venture capital. She also advises clients on commercial and business laws, contracts and family business structuring and governance.
In Corporate Compliance

Thailand: New SEC regulations could affect an entity deemed to be an investment company

by , , and 5 Mins Read

The Securities and Exchange Commission of Thailand (SEC) has amended and issued regulations (17 in total) to provide clarity regarding the nature of businesses that may be considered investment companies. The amended regulations also impose disclosure obligations, where an investment company is also a listed company, and prohibit any investment companies from offering securities, except in limited circumstances. These regulations became effective on 1 January 2024.