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US: Amendments to FINRA Rules 5130 and 5131 Provide Greater Flexibility

The Financial Industry Regulatory Authority (FINRA) has amended Rules 5130 and 5131, which act in combination to govern the offer and sale of new...

Ukraine Healthcare Regulations: 2019-2020 Key Changes

In 2019, a number of significant changes in the healthcare area were introduced, including, among other things, the extension of procurement by specialized procurement...

France: Major Reinforcement of French Foreign Investment Regulations

On 31 December 2019, the French government adopted Decree 2019-1590 and a related order (arrêté) which significantly reinforce the French Foreign Investment Regulations ("FIR").The...

US: SEC Regulatory and Enforcement Trends: How to Prepare for the SEC in 2020

View presentationAt the recent roundtable discussion, "SEC Regulatory and Enforcement Trends: How to Prepare for the SEC in 2020," held at the Baker McKenzie...

The new EU Whistleblowing Directive: Considerations from a German Compliance, Employment and Data Protection...

In December 2019, the Directive on the protection of persons who report breaches of Union law ("Whistleblowing Directive") entered into force. Member States are...

1 January 2020 has passed – Do you have a Compliant Whistleblowing Policy in...

On 1 July 2019, the Treasury Laws Amendment (Enhancing Whistleblower Protections) Act 2019 came into force, significantly enhancing statutory protections available to eligible whistleblowers...

Thailand: Fraud in the Workplace #4 Whistleblowing

In our previous newsletters, we highlighted the two most common types of fraud and red flags to look out for as they could be...

Australia: ASIC’s Final Guidance on Whistleblower Policies – Are You Ready for 1 January...

ASIC has issued its final guidance on the content of whistleblowing policies. ASIC's Regulatory Guide 270 'Whistleblower Policies' sets out what information policies should...

Russia: Corporate Anti-Corruption Enforcement Research

Baker McKenzie is pleased to present the following report on Russian corporate anti-corruption enforcement that will provide both international companies operating in Russia and...

Guide to Doing Business in the United Arab Emirates 2019

DOWNLOAD PUBLICATIONFor over three decades, Baker McKenzie Habib Al Mulla has helped businesses optimize opportunities and mitigate risks in the United Arab Emirates (UAE)...

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