Join Baker McKenzie regulatory and enforcement practitioners as we navigate this uncertain time and work together through the challenges ahead. We offer practical advice and real-time analysis of the changing landscape across the United States, Europe and Asia.

Webinar Series: The New Framework for Investment Adviser Marketing

In this 4-part webinar series, we provide an in-depth analysis of the SEC’s new framework for investment adviser marketing and the potential impact on your business. We discuss:

  • The new definition of an advertisement
  • The elimination of the cash referral fee rule and conditions for use of testimonials and endorsements
  • General prohibitions and disclosure obligations
  • Actual and hypothetical performance advertising
  • Compliance review and approval requirements.

January 6, 2021
The New Framework for Investment Adviser Marketing: An Overview
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Speakers: Jennifer Klass, Valerie Mirko, Jennifer Connors

January 13, 2021
The New Framework for Investment Adviser Marketing: Focus on Advertising
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Speakers: Jennifer Klass, Valerie Mirko, Jennifer Connors

January 20, 2021
The New Framework for Investment Adviser Marketing: Focus on Solicitation
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Speakers: Jennifer Klass, Valerie Mirko, Jennifer Connors

January 27, 2021
The New Framework for Investment Adviser Marketing: Focus on Private Fund Advisors
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Speakers: Jennifer Klass, Valerie Mirko, Jennifer Connors, Karl Egbert

Inform Global Discussion Series

June 11, 2020
Sustainability Finance: The Current State of Play in the United States
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Speakers: Peter Chan, Amy Greer, Jonathan Hoffman, Julian Hui, Jennifer Klass and Caitlin McErlane

May 28, 2020
Regulators Begin Active Response to COVID-19
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Speakers: Peter Chan, Amy Greer, Jennifer Klass and Jeffrey Sturgeon

May 14, 2020
Regulatory Updates with Our Colleagues in Asia
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Speakers: Jennifer Connors, Karl Egbert, Amy Greer, Stephanie Magnus, Karen Man and Mark Simpson

May 7, 2020
Trading Through a Crisis
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Speakers: Jennifer Connors, Karl Egbert, Mark Fitterman, Amy Greer, Caitlin McErlane and Mark Simpson

April 30, 2020
The Reopening Playbook – Featuring Partners from our Employment & Compensation Practice
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Speakers: Michael Brewer, William Dugan, Susan Eandi, Emily Harbison and Robin Samuel

April 23, 2020
Disclosure in the Time of COVID-19

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Speakers: Peter Chan, Amy Greer, Jennifer Klass, Caitlin McErlane, Nick O’Donnell, Mark Simpson and Jerome Tomas

April 16, 2020
Reg BI and Form CRS: Closing in on June 30th

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Speakers: Jennifer Connors, Amy Greer, Jennifer Klass and Valerie Mirko

April 9, 2020
Cybersecurity and Data Protection in a Remote Work Environment

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Speakers: Jennifer Connors, Amy Greer, Brian Hengesbaugh, Caitlin McErlane, Valerie Mirko, Mark Simpson, Benjamin Slinn and Harry Valetk

April 2, 2020
Recent Regulatory Developments & Looking Back on 2008: What Lessons Can We Learn from the Last Crisis?

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Speakers: Peter Chan, Amy Greer, Jennifer Klass, Caitlin McErlane, Valerie Mirko and Mark Simpson

March 26, 2020
Business Continuity for Firms and Regulators, Managing Market Volatility and Fund Manager Redemptions

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Speakers: Peter Chan, Karl Egbert, Amy Greer, Jennifer Klass, Caitlin McErlane, Valerie Mirko and Mark Simpson

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